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FINRA Awards for John Pennachio

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0262412/26/2008Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
07-0072312/27/2007Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities.
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan
Hearing Site: Atlanta, GA

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