Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01831 | 01/18/2022 | Claimant(s): Nancy Mellon Claimant Lawyers(s): Nancy Kimball Mellon Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Neil M. Katsuyama Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley Hearing Site: Tampa, FL | ||
| 17-01999 | 01/18/2019 | Claimant(s): Nancy Mellon Claimant Lawyers(s): Nancy Kimball Mellon Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome Respondent Lawyers(s): Patricia Cowart, Peter D. Roome Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL |  | Expungement |
| 15-03339 | 05/31/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Nancy Kimball Mellon Respondent Lawyers(s): Nancy Kimball Mellon Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL |