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FINRA Awards for John L Mutolo

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0239812/11/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
13-0274905/22/2015Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
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