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FINRA Awards for Arthur Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0171810/01/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Arthur Brown
Respondent Lawyers(s): Arthur T. Brown
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
17-0239812/11/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL

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