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FINRA Awards for Lawrence Gray Sanders

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0228304/10/2015Claimant(s): Bart Burris, Bret Burris, Brian Burris, Leslie Rode, Thomas Harshman, Estate of Janet Burris
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Ameriprise Financial Services., IDS Life Insurance Company
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard S. Zaifert, Lawrence Gray Sanders, Byron Sheldon Arbeit
Hearing Site: Tampa, FL
Checkmark IconExpungement
10-0391108/26/2011Claimant(s): Barbara Shimko, Joseph Shimko
Claimant Lawyers(s): John R. Kiefner
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Gordon G. Bowles, Jacquelyn M. Shannon, Lawrence Gray Sanders
Hearing Site: Tampa, FL
Checkmark Icon$0
10-0268104/29/2011Claimant(s): Paul Ratzlaff, Paul H. Ratzlaff IRA
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Kathryn M. Welsh, Lawrence Gray Sanders, Irwin Glazer
Hearing Site: Tampa, FL
Checkmark Icon$0

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