| 09-00241 | 09/19/2011 | Claimant(s): Gerald Dassow, Gerald and Mary Dassow, Anthony Dassow Trust, Geral and Mary Dassow Trust, Michelle Dassow Trust, Thomas Dassow Trust, Timothy Dassow Trust
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Dan Camphausen, Advanced Equities Inc.
Respondent Lawyers(s): Douglas M. Ramsey, Paul J. Sussman
Arbitrator(s): Robert F. O'Keef, James P. O'Donnell, Donald E. Sorensen
Hearing Site: Milwaukee, WI
|  | $180,000 |
| 09-06207 | 05/04/2011 | Claimant(s): Mary E. Wright Trust
Claimant Lawyers(s): Paul J. Sussman
Respondent(s): Credit Suisse First Boston LLC
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): William M. Koziol, Michael R. Sherwin, Loren H. Newman
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
| 07-02216 | 07/03/2008 | Claimant(s): Howe Barnes Hoefer & Arnett.
Claimant Lawyers(s): David T.B. Audley
Respondent(s): Ronald Smith
Respondent Lawyers(s): Paul J. Sussman
Arbitrator(s): Ronald A. Lavery
Hearing Site: Chicago, IL
| | |
| 02-04882 | 06/12/2008 | Claimant(s): Dale Wise
Claimant Lawyers(s): Paul J. Sussman
Respondent(s): Bernard Ringer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Cassidy
Arbitrator(s): Michael S. Matek, Richard E. Ascher, David John Diersen
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
