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FINRA Awards for Richard E. Ascher

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Case Number Award Date Case Summary Customer Case? Amount Granted
02-0488206/12/2008Claimant(s): Dale Wise
Claimant Lawyers(s): Paul J. Sussman
Respondent(s): Bernard Ringer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Cassidy
Arbitrator(s): Michael S. Matek, Richard E. Ascher, David John Diersen
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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