FINRA Awards for Dan Camphausen

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00241	09/19/2011	Claimant(s): Gerald Dassow, Gerald and Mary Dassow, Anthony Dassow Trust, Geral and Mary Dassow Trust, Michelle Dassow Trust, Thomas Dassow Trust, Timothy Dassow Trust Claimant Lawyers(s): Michael H. Schaalman Respondent(s): Dan Camphausen, Advanced Equities Inc. Respondent Lawyers(s): Douglas M. Ramsey, Paul J. Sussman Arbitrator(s): Robert F. O'Keef, James P. O'Donnell, Donald E. Sorensen Hearing Site: Milwaukee, WI		$180,000
08-00672	12/02/2009	Claimant(s): Dan Camphausen, Edmund Templeton, Gerald Tahtinen, Larry Myhre, OADS, INC., Heidi Sparacino, IRA, Judith Meyers, Bartlett and Doris Richards, Dennis and Heidi Sparacino, Bonnie Meyers, Indiv & as Trustee of, Shirely Wong Profit Sharing Trust, The Gerald and Mary Dassow Trust Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone Respondent(s): Advanced Equities. Respondent Lawyers(s): Thomas P. Yardley Arbitrator(s): Ralph M. Goren, Theodore L. Leeb, Craig D. Cook Hearing Site: Chicago, IL		$174,766