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FINRA Awards for Thomas P. Yardley

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0070410/10/2012Claimant(s): The Estate of Barbara Micek
Claimant Lawyers(s): Thomas P. Yardley
Respondent(s): UBS Financial Services Inc., The Estate of James R. Kirchner, Sr.
Respondent Lawyers(s): Stefanie M. Wayco, Tim Rabel
Arbitrator(s): Thomas Sargant, John D. Crawford, Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0067212/02/2009Claimant(s): Dan Camphausen, Edmund Templeton, Gerald Tahtinen, Larry Myhre, OADS, INC., Heidi Sparacino, IRA, Judith Meyers, Bartlett and Doris Richards, Dennis and Heidi Sparacino, Bonnie Meyers, Indiv & as Trustee of, Shirely Wong Profit Sharing Trust, The Gerald and Mary Dassow Trust
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Thomas P. Yardley
Arbitrator(s): Ralph M. Goren, Theodore L. Leeb, Craig D. Cook
Hearing Site: Chicago, IL
Checkmark Icon$174,766

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