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FINRA Awards for Gideon Daniel Caron

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0326006/17/2021Claimant(s): James Sturdivant
Claimant Lawyers(s): Andrew Campbell
Respondent(s): Clinton Holland, Marc Ferries
Respondent Lawyers(s): Charles W. Carnese
Arbitrator(s): James E. Bartels, Gideon Daniel Caron
Hearing Site: Portland, OR
11-0411401/31/2013Claimant(s): Beverly McDevitt
Claimant Lawyers(s): Beverly E. McDevitt
Respondent(s): Wells Fargo Advisors, Richard Pratt
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frederic E. Dorkin, Lawrence E. Little, Gideon Daniel Caron
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206

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