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FINRA Awards for Arthur D. Felsenfeld

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0217410/22/2012Claimant(s): Magnolia Capital Advisors.
Claimant Lawyers(s): William C Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Simone Sicola, Jeffrey W. Helms, Angelo J. Infantino
Hearing Site: Jacksonville, FL
11-0260905/04/2012Claimant(s): Shine Capital Corporation
Claimant Lawyers(s): Vivian R. Drohan
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): William A. Hohauser, Martin H. Zern, Evan L. Gordon
Hearing Site: New York, NY
Checkmark Icon$0
07-0222607/05/2011Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
Checkmark Icon$4,118,020

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