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FINRA Awards for Robert Matthews

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0042002/06/2013Claimant(s): Joseph Kowalski
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): William F. Glaser, Richard R. Logsdon, Robert Lewis Matthews
Hearing Site: Tampa, FL
Checkmark IconExpungement
07-0222607/05/2011Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
Checkmark Icon$4,118,020
09-0597303/31/2010Claimant(s): David G. Steakley and Paula B. Steakley
Claimant Lawyers(s): David G. Steakley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Robert Matthews
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0

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