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FINRA Awards for Thurman Ross

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0194504/25/2012Claimant(s): Thurman Ross
Claimant Lawyers(s): Jeffrey B Kaplan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Simone Sicola, Kenneth J. Bennett, Susan Jefferbaum Beck
Hearing Site: Jacksonville, FL
Checkmark IconStipulated Award and Expungement

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