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FINRA Awards for Vivian L. Kral

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0398302/05/2020Claimant(s): Janga Aliminati
Claimant Lawyers(s): Lars Kristian Soreide
Respondent(s): Suihock Goy, Ni Advisors
Respondent Lawyers(s): Douglas B. Martin, Jr.
Arbitrator(s): William W. Haskell, Vivian L. Kral, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0130002/04/2016Claimant(s): Dhruv Khanna, Surita Degan, The 1999 Dhruv Khanna Charitable Trust, The Khanna Children's Irrevocable Trust
Claimant Lawyers(s): Karl Olson
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Patrick P. Gunn
Arbitrator(s): Nancy Hutt, William W. Haskell, Vivian L. Kral
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0226411/12/2015Claimant(s): JSF Inv L.P.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): John P. Wilson, George King, Vivian L. Kral
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206
12-0222912/20/2012Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Eric Savell
Respondent Lawyers(s): Oriet Cohen-Supple
Arbitrator(s): Linda M. McCoy, Vivian L. Kral, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA

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