| 19-03635 | 05/26/2022 | Claimant(s): Richard Mazur
Claimant Lawyers(s): Denis S. Kenny
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Nancy Hutt, Dean J. Dietrich, Shawn Ridgell
Hearing Site: San Francisco, CA
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| 19-00539 | 04/05/2021 | Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust
Claimant Lawyers(s): Fran Cole
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar
Hearing Site: San Francisco, CA
|  | Expungement |
| 19-03631 | 07/29/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Jon Gregory Sanchez
Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans
Hearing Site: Reno, NV
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| 17-03404 | 01/07/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Donald A. Corbett
Respondent(s): Francis Roche
Respondent Lawyers(s): David Commins
Arbitrator(s): Nancy Hutt, John J. Fitzpatrick, James G. Gillivan
Hearing Site: San Francisco, CA
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| 14-01300 | 02/04/2016 | Claimant(s): Dhruv Khanna, Surita Degan, The 1999 Dhruv Khanna Charitable Trust, The Khanna Children's Irrevocable Trust
Claimant Lawyers(s): Karl Olson
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Patrick P. Gunn
Arbitrator(s): Nancy Hutt, William W. Haskell, Vivian L. Kral
Hearing Site: San Francisco, CA
| | $0 |
| 11-03812 | 02/07/2014 | Claimant(s): Thomas Boster
Claimant Lawyers(s): Teresa A. Cunningham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Thomas J. LoSavio, Nancy Hutt, Edwin C. Shiver
Hearing Site: San Francisco, CA
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| 10-05701 | 11/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Cave
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Judith M. Rosenberg, Nancy Hutt, William J. Petzel
Hearing Site: San Francisco, CA
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| 10-04117 | 06/25/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
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| 11-01399 | 05/11/2012 | Claimant(s): Duane Nack
Claimant Lawyers(s): Duane Arlen Nack
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Kristina L. Carlson
Arbitrator(s): Thomas C. McNally, Nancy Hutt, Daniel J. Lind
Hearing Site: San Francisco, CA
| | |
| 10-00264 | 01/30/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
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