13-00728 | 07/11/2014 | Claimant(s): Michael Barker Claimant Lawyers(s): Eric C. Kastner Respondent(s): Morgan Keegan & Company., Raymond, James & Associates. Respondent Lawyers(s): Julie Taylor, Nathan R. Jaskowiak Arbitrator(s): Shawn Ridgell, Donald Ervin Cope, Michael Joseph Desmond Hearing Site: San Francisco, CA
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11-03812 | 02/07/2014 | Claimant(s): Thomas Boster Claimant Lawyers(s): Teresa A. Cunningham Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nathan R. Jaskowiak Arbitrator(s): Thomas J. LoSavio, Nancy Hutt, Edwin C. Shiver Hearing Site: San Francisco, CA
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10-00555 | 07/12/2011 | Claimant(s): Evelyn Dias, Melvin Dias Claimant Lawyers(s): Scott R. Shewan Respondent(s): Pershing LLC Respondent Lawyers(s): Nathan R. Jaskowiak Arbitrator(s): Paul H. Lamboley, Cheryl R. Kershner, David M. Seidner Hearing Site: Reno, NV
| | $120,250 |
09-05673 | 11/10/2010 | Claimant(s): Joyce Aucoin Claimant Lawyers(s): Joyce Aucoin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nathan R. Jaskowiak Arbitrator(s): James S. Munroe, Suzanne Viau Chamberlain, David L. Maislen Hearing Site: Los Angeles, CA
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09-06580 | 10/11/2010 | Claimant(s): Thomas Tripp Claimant Lawyers(s): B. Scott Whipple Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nathan R. Jaskowiak Arbitrator(s): Keith C. Folkman, Gary F. Purpura, Gregory N. Smith Hearing Site: Portland, OR
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