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FINRA Awards for Nathan R. Jaskowiak

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0072807/11/2014Claimant(s): Michael Barker
Claimant Lawyers(s): Eric C. Kastner
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Julie Taylor, Nathan R. Jaskowiak
Arbitrator(s): Shawn Ridgell, Donald Ervin Cope, Michael Joseph Desmond
Hearing Site: San Francisco, CA
11-0381202/07/2014Claimant(s): Thomas Boster
Claimant Lawyers(s): Teresa A. Cunningham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Thomas J. LoSavio, Nancy Hutt, Edwin C. Shiver
Hearing Site: San Francisco, CA
10-0055507/12/2011Claimant(s): Evelyn Dias, Melvin Dias
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Pershing LLC
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Paul H. Lamboley, Cheryl R. Kershner, David M. Seidner
Hearing Site: Reno, NV
Checkmark Icon$120,250
09-0567311/10/2010Claimant(s): Joyce Aucoin
Claimant Lawyers(s): Joyce Aucoin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): James S. Munroe, Suzanne Viau Chamberlain, David L. Maislen
Hearing Site: Los Angeles, CA
09-0658010/11/2010Claimant(s): Thomas Tripp
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Keith C. Folkman, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR

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