| 09-06899 | 01/07/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Iman Dauod
Respondent Lawyers(s): Iman Dauod
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | |
| 09-05673 | 11/10/2010 | Claimant(s): Joyce Aucoin
Claimant Lawyers(s): Joyce Aucoin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): James S. Munroe, Suzanne Viau Chamberlain, David L. Maislen
Hearing Site: Los Angeles, CA
| | |
| 08-02109 | 01/22/2009 | Claimant(s): Jennifer Smith
Claimant Lawyers(s): Jennifer Smith
Respondent(s): Wells Fargo Investments, Jerron Jackson, John Bivens, Stephanie Swan
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
|  | $2,557 |
| 06-04213 | 12/05/2007 | Claimant(s): Salvador Marroquin
Claimant Lawyers(s): Matthew J. Pero
Respondent(s): Isidoro Miramontes, Morgan Stanley DW Inc.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip W. Burge, Herbert Murez, Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | Expungement |
