Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03006 | 04/25/2017 | Claimant(s): Baynes Family Trust, Jack A. and Sarah Cohen Family Trust Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Daniel Levin, Oppenheimer & Co.. Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Neil S. Jasper, Michael Joseph Desmond, DeMarlo Matine Sims Hearing Site: Los Angeles, CA |  | Expungement |
| 15-01311 | 03/16/2016 | Claimant(s): Suzanne Taylor Claimant Lawyers(s): Deanna Besbekos Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Mary M. O'Neil, Daniel Lawrence Pearlman, Michael Joseph Desmond Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |
| 13-00728 | 07/11/2014 | Claimant(s): Michael Barker Claimant Lawyers(s): Eric C. Kastner Respondent(s): Morgan Keegan & Company., Raymond, James & Associates. Respondent Lawyers(s): Julie Taylor, Nathan R. Jaskowiak Arbitrator(s): Shawn Ridgell, Donald Ervin Cope, Michael Joseph Desmond Hearing Site: San Francisco, CA |