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FINRA Awards for B. Scott Whipple

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0183603/03/2014Claimant(s): Damon Mapes, Renita Lee-Hausladen
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): O. Meredith Wilson, Joseph W. Cheek, Trent Thomas Whitford
Hearing Site: Portland, OR
09-0658010/11/2010Claimant(s): Thomas Tripp
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Keith C. Folkman, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
07-0118902/14/2008Claimant(s): Lisa Lindley
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Strand, Atkinson, Williams & York
Respondent Lawyers(s): Todd A. Hanchett
Arbitrator(s): Gary N. Hardiman, Keith C. Folkman, Gary F. Purpura
Hearing Site: Portland, OR

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