| 14-02047 | 08/03/2015 | Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR
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| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Omar Marquez
Respondent Lawyers(s): Steven M. Wilker
Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages
Hearing Site: Portland, OR
| | |
| 13-03314 | 12/23/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Michelle Powlison
Respondent Lawyers(s): Michelle Renae Powlison
Arbitrator(s): O. Meredith Wilson, John F. Harris, Keith C. Folkman
Hearing Site: Portland, OR
| | |
| 12-02868 | 06/06/2014 | Claimant(s): Gregory Barker
Claimant Lawyers(s): John Balitis
Respondent(s): 1st Global.
Respondent Lawyers(s): Stephanie P. Berntsen
Arbitrator(s): O. Meredith Wilson, Michael John Scott, Trent Thomas Whitford
Hearing Site: Portland, OR
| | |
| 13-01836 | 03/03/2014 | Claimant(s): Damon Mapes, Renita Lee-Hausladen
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): O. Meredith Wilson, Joseph W. Cheek, Trent Thomas Whitford
Hearing Site: Portland, OR
| | |
| 09-07099 | 03/11/2011 | Claimant(s): Daniel Bishop
Claimant Lawyers(s): Fred S. Clark
Respondent(s): Vicki Moffatt, AFS Brokerage., Evolve Securities.
Respondent Lawyers(s): Kenneth Shade, Vicki Lee Moffatt
Arbitrator(s): O. Meredith Wilson, George R. Milne, William H. King
Hearing Site: Portland, OR
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