09-07099 | 03/11/2011 | Claimant(s): Daniel Bishop Claimant Lawyers(s): Fred S. Clark Respondent(s): Vicki Moffatt, AFS Brokerage., Evolve Securities. Respondent Lawyers(s): Kenneth Shade, Vicki Lee Moffatt Arbitrator(s): O. Meredith Wilson, George R. Milne, William H. King Hearing Site: Portland, OR
| | $0 |
09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant Claimant Lawyers(s): Eliot D. Shavin Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk Hearing Site: Houston, TX
| | $261,300 |
06-05269 | 05/07/2008 | Claimant(s): Larry Graham Claimant Lawyers(s): Michael D. Nosler Respondent(s): Donny Hurwitz, Kenneth Shade, Robert Gioia, Terry Hamann, AFS Brokerage. Respondent Lawyers(s): Donny Hurwitz, Kenneth E. Shade, Robert M. Gioia, Terry W. Hamann, Terry W. Hamman Arbitrator(s): Roger T. Felthoven, Dominic Alecci, David Butler Hearing Site: Denver, CO
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