Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant Claimant Lawyers(s): Eliot D. Shavin Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk Hearing Site: Houston, TX |  | $261,300 |
| 04-04999 | 07/11/2008 | Claimant(s): Richard Bennett Claimant Lawyers(s): John J. Hopkins Respondent(s): J.P. Morgan Clearing Corp., Matthew Pickett Respondent Lawyers(s): John C. Allen Arbitrator(s): Patrick Lanier, William B. Madden, Harry J Saginaw Hearing Site: Dallas, TX | | Stipulated Award and Expungement |