Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05271 | 09/19/2011 | Claimant(s): Gerald Prud-homme & Barbara Prud'homme Claimant Lawyers(s): Fred S. Clark Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Donald F. Winningham Arbitrator(s): James C. Hoover Hearing Site: Columbia, SC |  | $0 |
| 09-06118 | 07/05/2011 | Claimant(s): Diane LeBoeuf Claimant Lawyers(s): Fred S. Clark Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Weber Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Gerard S. Marsan Hearing Site: Providence, RI | | Stipulated Award and Expungement |
| 09-07099 | 03/11/2011 | Claimant(s): Daniel Bishop Claimant Lawyers(s): Fred S. Clark Respondent(s): Vicki Moffatt, AFS Brokerage., Evolve Securities. Respondent Lawyers(s): Kenneth Shade, Vicki Lee Moffatt Arbitrator(s): O. Meredith Wilson, George R. Milne, William H. King Hearing Site: Portland, OR | | $0 |
| 09-07030 | 07/27/2010 | Claimant(s): Florence Isham Claimant Lawyers(s): Fred S. Clark Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): J. Curtis McCubbin Arbitrator(s): Albert J. Haller Hearing Site: St. Louis, MO | | $0 |