| 15-02205 | 05/25/2018 | Claimant(s): Amy Mader, Florencio Merced, Miguel Mader, Solimar Burgos
Claimant Lawyers(s): Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Donald F. Winningham, Guillermo J. Bobonis
Arbitrator(s): Monica I. Salis, Leonard Michael Cusano, Joseph Neal Richardson
Hearing Site: San Juan, PR
|  | $609,500 |
| 13-03520 | 02/17/2017 | Claimant(s): Luis Romero Lopez, Luis R. Romero Lopez Pledged Collateral
Claimant Lawyers(s): Luis J. Acevedo-Bengoechea, Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Donald F. Winningham, Roberto C. Quinones-Rivera
Arbitrator(s): Joyce F. Glucksman, Reinaldo Royo, Robert J. Buchner
Hearing Site: San Juan, PR
| | $10,000,000 |
| 15-02121 | 12/09/2016 | Claimant(s): Jose Fernandez, Marixa Hernandez
Claimant Lawyers(s): Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Donald F. Winningham, Roberto C. Quinones
Arbitrator(s): Richard H. Potter, James L. Warren, Matthew Stephen Duchesne
Hearing Site: San Juan, PR
| | $391,476 |
| 11-03167 | 12/14/2012 | Claimant(s): Jay Debow, Suzanne Debow, MLPF&S Cust FBO Jay Debow IRA, MLPF&S Cust FBO Suzanne Hayat Debow IRA, MLPF&S Cust FBO J. Debow Consulting P.S
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Mark Imbertson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Colleen M. Fitzgerald, Donald F. Winningham
Arbitrator(s): Frances D. Sheehy, Mark T. Burnam, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-01658 | 08/30/2012 | Claimant(s): Louie B. Cowan and Ruby A. Cowan
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Richard J. Stall
Hearing Site: Birmingham, AL
| | $23,983 |
| 09-05271 | 09/19/2011 | Claimant(s): Gerald Prud-homme & Barbara Prud'homme
Claimant Lawyers(s): Fred S. Clark
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | $0 |
| 08-03124 | 05/08/2009 | Claimant(s): Christina Moore Howton for Josie Perkins
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Helen E. Huyler
Hearing Site: Birmingham, AL
| | $213 |
