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FINRA Awards for Diane LeBoeuf

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0611807/05/2011Claimant(s): Diane LeBoeuf
Claimant Lawyers(s): Fred S. Clark
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Weber
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Gerard S. Marsan
Hearing Site: Providence, RI
Checkmark IconStipulated Award and Expungement

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