Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Omar Marquez Respondent Lawyers(s): Steven M. Wilker Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages Hearing Site: Portland, OR | ||
| 09-00711 | 08/18/2010 | Claimant(s): Northern Lights Fund Trust Claimant Lawyers(s): John Lekas Respondent(s): Albert Lowenthal, Angus Oughtred, Dennis Mcnamara, Elaine Roberts, Jeffrey Alfano, Oppenheimer & Co.., Lawrence Spaulding Respondent Lawyers(s): Robert J. Bocko Arbitrator(s): Joyce L. Tyler, Nancy E. Hochman, Harold J. Schleef Hearing Site: Portland, OR |  | Stipulated Award and Expungement |
| 08-00064 | 11/18/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fisher Respondent(s): Kendall Blunt Respondent Lawyers(s): John T. Carr Arbitrator(s): Marvin G. Breen, Joyce L. Tyler, Alan Reginald Doe Hearing Site: Portland, OR |