Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-00711 | 08/18/2010 | Claimant(s): Northern Lights Fund Trust Claimant Lawyers(s): John Lekas Respondent(s): Albert Lowenthal, Angus Oughtred, Dennis Mcnamara, Elaine Roberts, Jeffrey Alfano, Oppenheimer & Co.., Lawrence Spaulding Respondent Lawyers(s): Robert J. Bocko Arbitrator(s): Joyce L. Tyler, Nancy E. Hochman, Harold J. Schleef Hearing Site: Portland, OR |  | Stipulated Award and Expungement |
| 08-00912 | 10/27/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Michael McAllister Respondent(s): Albert Lowenthal Respondent Lawyers(s): Michael McAllister Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman Hearing Site: Boston, MA |