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FINRA Awards for John T. Carr

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0289404/28/2021Claimant(s): Grant Johnstone
Claimant Lawyers(s): John T. Carr
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
08-0006411/18/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Kendall Blunt
Respondent Lawyers(s): John T. Carr
Arbitrator(s): Marvin G. Breen, Joyce L. Tyler, Alan Reginald Doe
Hearing Site: Portland, OR

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