| 23-00700 | 05/22/2024 | Claimant(s): John Kasel
Claimant Lawyers(s): Christopher F. Robertson
Respondent(s): KMS Financial Services., U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian
Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa
Hearing Site: Seattle, WA
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| 23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
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| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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| 23-02406 | 02/15/2024 | Claimant(s): Jeanmarie LaBonte
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
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