Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00700 | 05/22/2024 | Claimant(s): John Kasel Claimant Lawyers(s): Christopher F. Robertson Respondent(s): KMS Financial Services., U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa Hearing Site: Seattle, WA | ||
| 21-02550 | 09/01/2022 | Claimant(s): Drew Springer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, KMS Financial Services. Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 09-06707 | 07/26/2011 | Claimant(s): Michael Berovic, Berovic-Goshen Village LLC, Michael Berovic Revocable Living Trust Claimant Lawyers(s): Joel A. Goodman Respondent(s): Christian Sayre-Smith, KMS Financial Services. Respondent Lawyers(s): Brian J. Poronsky Arbitrator(s): Richard D. Fincher, John Barton Schannep, Roger A. Geddes Hearing Site: Phoenix, AZ |  | $242,056 |