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FINRA Awards for Joel A. Goodman

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0660708/02/2011Claimant(s): Bruce Anderson, Bruce M. Anderson Irrevocable Trust
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Holly Callen, Kasey Hafenbrack, Keith Witter, Askar Corp.
Respondent Lawyers(s): Keith A. Witter, Livia E. Babcock
Arbitrator(s): H. Steven Holtzman, Paul E. Flora, Robert Stephen Burns
Hearing Site: Tampa, FL
Checkmark IconExpungement
09-0670707/26/2011Claimant(s): Michael Berovic, Berovic-Goshen Village LLC, Michael Berovic Revocable Living Trust
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Christian Sayre-Smith, KMS Financial Services.
Respondent Lawyers(s): Brian J. Poronsky
Arbitrator(s): Richard D. Fincher, John Barton Schannep, Roger A. Geddes
Hearing Site: Phoenix, AZ
Checkmark Icon$242,056
10-0053601/07/2011Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
Checkmark Icon$213,486
07-0306410/04/2010Claimant(s): Lynn Monteverde, Monteverde Investments
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): James N. D'Orso, Fred D. Butler, Richard Conlon Lehrmann
Hearing Site: Reno, NV
Checkmark Icon$163,250
08-0117904/29/2010Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel
Hearing Site: Reno, NV
Checkmark Icon$83,000
08-0046203/31/2010Claimant(s): Robin Visocsky
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): Sandra K. Hummel, Sherry L. Robinson, John R. Loss
Hearing Site: Kansas City, MO
Checkmark Icon$385,650
08-0433202/10/2010Claimant(s): Jincai Chen, Youlian Liao
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Qi Chen, Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas, Qi Chen
Arbitrator(s): Gary P. Alexander, W. William Harness, Donald M. Macdonald
Hearing Site: Atlanta, GA
Checkmark Icon$0
08-0420912/17/2009Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
Checkmark Icon$895,000

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