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FINRA Awards for Margaret F. Swetman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0052406/09/2014Claimant(s): Nurettin Sabuncu, Nory Construction Company.
Claimant Lawyers(s): Paul L. Leclair
Respondent(s): John Bleier, Richard Curtis, Thomas Bonadio, 1717 Capital Management Company, Hornor, Townsend & Kent.
Respondent Lawyers(s): David Rothenberg, Margaret F. Swetman, Natalie T. Furniss
Arbitrator(s): Karin A. Schlosser, Krista Gottlieb, Michael George Whelan
Hearing Site: Buffalo, NY
Checkmark Icon$0
07-0306410/04/2010Claimant(s): Lynn Monteverde, Monteverde Investments
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): James N. D'Orso, Fred D. Butler, Richard Conlon Lehrmann
Hearing Site: Reno, NV
Checkmark Icon$163,250
08-0046203/31/2010Claimant(s): Robin Visocsky
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): Sandra K. Hummel, Sherry L. Robinson, John R. Loss
Hearing Site: Kansas City, MO
Checkmark Icon$385,650

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