| 19-02734 | 09/16/2021 | Claimant(s): Patrick Taylor
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Dennis Murphy, Jamaal Potter, James Webb, Cape Securities Inc.
Respondent Lawyers(s): Dennis James Murphy, Jamaal Nathan Potter, Judy A. Newcomb
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
|  | $57,035 |
| 20-02638 | 05/10/2021 | Claimant(s): Gerald Monahan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): John R. Loss
Hearing Site: Omaha, NE
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| 20-02396 | 02/26/2021 | Claimant(s): James Regier
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 20-00939 | 02/18/2021 | Claimant(s): James Azeltine
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann McCague
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 19-01962 | 02/18/2020 | Claimant(s): Jahanguir Azodi
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC
Respondent Lawyers(s): Jeremy Carr, Shelley Davenport
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): Kenneth Hackett, Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss
Hearing Site: Omaha, NE
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| 19-00768 | 10/09/2019 | Claimant(s): Brady Marlow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): John R. Loss
Hearing Site: Omaha, NE
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| 18-04266 | 07/03/2019 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Brian Williams
Respondent Lawyers(s): Brian David Williams
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): David Means, MML Investors Services
Respondent Lawyers(s): J. David Jackson, William P. Thornton
Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal
Hearing Site: Omaha, NE
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