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FINRA Awards for Lindsay Wuller

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0046301/20/2020Claimant(s): Shahida Hossain
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Ray J. Grzebielski, Robert J. Larson, Elizabeth C. Burton
Hearing Site: Chicago, IL
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18-0426607/03/2019Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Brian Williams
Respondent Lawyers(s): Brian David Williams
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
18-0312303/20/2019Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Keir Harner
Respondent Lawyers(s): Keir Dane Harner
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Omaha, NE
18-0111810/16/2018Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Keith Blanchard
Respondent Lawyers(s): Keith Everette Blanchard
Arbitrator(s): David Paul Clark
Hearing Site: Charlotte, NC
18-0137710/10/2018Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Ruben Rodriguez
Respondent Lawyers(s): Ruben Rodriguez
Arbitrator(s): Edith N. Dinneen
Hearing Site: Jacksonville, FL
17-0318703/07/2018Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Deborah Dodson
Respondent Lawyers(s): Deborah Jean Dodson
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
16-0269804/11/2017Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Aaron Hollister
Respondent Lawyers(s): Aaron W. Hollister
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
14-0234812/04/2015Claimant(s): Joseph Cullen
Claimant Lawyers(s): Joseph Orval Cullen
Respondent(s): Bradford Hewitt, Knut Olson, Stephen Molen
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Alan S. Carmel, John H. West, Christopher M. McMurray
Hearing Site: Baltimore, MD

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