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FINRA Awards for Ruben Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0137710/10/2018Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Ruben Rodriguez
Respondent Lawyers(s): Ruben Rodriguez
Arbitrator(s): Edith N. Dinneen
Hearing Site: Jacksonville, FL
11-0439002/26/2014Claimant(s): Ada Robles-Davila, Jose Sanchez-Velez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Ruben Rodriguez, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Ruben Rodriguez-Dominguez
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Luz Ivette Rivera
Hearing Site: San Juan, PR
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