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FINRA Awards for Brian Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0426607/03/2019Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Brian Williams
Respondent Lawyers(s): Brian David Williams
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
11-0250710/29/2012Claimant(s): Brian Williams
Claimant Lawyers(s): Peter Pattakos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): John C. DeMoss
Hearing Site: Minneapolis, MN
Checkmark Icon$37,500

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