| 12-02107 | 10/24/2013 | Claimant(s): Wayne Turner
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson
Hearing Site: Tampa, FL
|  | Expungement |
| 11-02777 | 06/28/2013 | Claimant(s): Anthony Miller, Arnold Ahonen, Barbara Jones, Barbara Smith, Beverly Griffits, Beverly Sisk, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Cheryl Best, Christina Jaqua, David Anderson, David Bradshaw, David Kurtz, Dee Cook, Denise Marolda, Donald Cochran, Donald Thomas, Donna Devereux-Sherratt, et al
Claimant Lawyers(s): Allen Kent, Anthony H. Miller, Arnold J. Ahonen, Ashley Hall, Babe Warren, Barbara J. Smith, Barbara Jones, Beverly Griffitts, Beverly Sisk, Brent Driskell, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Charles G. Wood, Cheryl Best, Christina Jaqua, David H. Zuber, David Anderson, David Bradshaw, et al
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Paul E. Flora, Elwin Lawrence Saviet, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | Expungement |
| 09-06607 | 08/02/2011 | Claimant(s): Bruce Anderson, Bruce M. Anderson Irrevocable Trust
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Holly Callen, Kasey Hafenbrack, Keith Witter, Askar Corp.
Respondent Lawyers(s): Keith A. Witter, Livia E. Babcock
Arbitrator(s): H. Steven Holtzman, Paul E. Flora, Robert Stephen Burns
Hearing Site: Tampa, FL
| | Expungement |
| 09-05894 | 05/31/2011 | Claimant(s): John Hart
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Gawley, Keith Olin
Arbitrator(s): Paul E. Flora, Thomas J. Patka, Gary E. Marcus
Hearing Site: Tampa, FL
| | Expungement |
| 08-02937 | 10/05/2009 | Claimant(s): Ertel Revocable Trust
Claimant Lawyers(s): Joseph A. Ertel
Respondent(s): Tony Turbeville, Brookstone Securities.
Respondent Lawyers(s): Brian P. Sweeney
Arbitrator(s): Robert J. Morris, Paul E. Flora, Philip C. Bennett
Hearing Site: Tampa, FL
| | $50,250 |
