15-02204 | 09/02/2016 | Claimant(s): Andrew Carsell, Linda Carsell Claimant Lawyers(s): Eric E. Ludin Respondent(s): Michael Deboer, Interactive Brokers LLC, Signator Financial Services. Respondent Lawyers(s): John J. Nielands, Joshua N. Cook, Michael Jon Deboer Arbitrator(s): Carole M. Crosby, Francis Eugene Welper, David Schwartzberg Hearing Site: Tampa, FL
| | $0 |
12-02107 | 10/24/2013 | Claimant(s): Wayne Turner Claimant Lawyers(s): Eric E. Ludin Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson Hearing Site: Tampa, FL
| | Expungement |
10-03084 | 11/11/2011 | Claimant(s): Carolyn Smith, John Smith, Sr. (Annuity), Carolyn K. Smith IRA, John Edward Smith, Sr. IRA Claimant Lawyers(s): Eric E. Ludin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Alison Hardage, Muriel Desloovere, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $55,861 |
09-04028 | 01/13/2011 | Claimant(s): Phyllis Williams, Phyllis S. Williams Revocable Trust Claimant Lawyers(s): Eric E. Ludin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL
| | Expungement |
08-02988 | 10/02/2009 | Claimant(s): Shirley Jeup, Shirley A. Jeup IRA Claimant Lawyers(s): Eric E. Ludin Respondent(s): Scott Spencer, Spencer International Advisors. Respondent Lawyers(s): Jeffrey W. Gibson Arbitrator(s): Norman L. Reiter, Michael D. Hamilton, Papan Devnani Hearing Site: Clearwater, FL
| | $205,780 |
08-00667 | 01/16/2009 | Claimant(s): Palmetto Companies. Claimant Lawyers(s): Richard A. Harrison Respondent(s): John Howard, Morgan Keegan & Company. Respondent Lawyers(s): Stephen A. Rowe Arbitrator(s): Fred A. Forbes, Diana A. Weiner, Eric E. Ludin Hearing Site: Tampa, FL
| | $1,134,600 |