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FINRA Awards for Wayne Turner

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0210710/24/2013Claimant(s): Wayne Turner
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson
Hearing Site: Tampa, FL
Checkmark IconExpungement

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