| 15-02204 | 09/02/2016 | Claimant(s): Andrew Carsell, Linda Carsell
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Michael Deboer, Interactive Brokers LLC, Signator Financial Services.
Respondent Lawyers(s): John J. Nielands, Joshua N. Cook, Michael Jon Deboer
Arbitrator(s): Carole M. Crosby, Francis Eugene Welper, David Schwartzberg
Hearing Site: Tampa, FL
|  | $0 |
| 09-06263 | 05/26/2011 | Claimant(s): Earle Ray
Claimant Lawyers(s): Joshua N. Cook
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Marissa Parker, Michael Kalmus
Arbitrator(s): Gerard S. Marsan, Maxwell J. Mahoney, Paul Peter Nicolai
Hearing Site: Boston, MA
| | Expungement |
| 07-03464 | 11/25/2008 | Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Jack Chublakian, Cantella & Co..
Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook
Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King
Hearing Site: Boca Raton, FL
| | $148,105 |
| 06-03305 | 03/14/2008 | Claimant(s): Barbara Drucker, William Drucker, William R. Drucker IRA
Claimant Lawyers(s): Joshua N. Cook
Respondent(s): Charlene Marant, Elizabeth Ferreira, EM Financial Solutions, Marant Enterprises Holdings LLC, Pershing Advisor Solutions
Respondent Lawyers(s): Charlene Marant, Christina Davilas, Compliance Officer, Elizabeth Ferreira
Arbitrator(s): Robert Titus, William I. Carmen, Stephen Z. Frank
Hearing Site: Boston, MA
| | Settlement |
