| 10-00935 | 06/19/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Brian Miller
Respondent Lawyers(s): Arthur D. Koski
Arbitrator(s): Myron S. Dunay, Gary King, Judith Ann Ripps
Hearing Site: Boca Raton, FL
| | |
| 11-00529 | 06/11/2012 | Claimant(s): Alice Muscara, Daniel Muscara
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Brad Chamness, Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Edward R. Niederriter, Gary King, Raymond Luis Leon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-03212 | 12/27/2011 | Claimant(s): Lawrence O'Brien, Lawrence J. O'Brien Revocable Trust U/T/
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Linda M. Granata, Gary King, Milton Thurm
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-04688 | 02/11/2010 | Claimant(s): Dolores Locher
Claimant Lawyers(s): John A Locher
Respondent(s): Gary King, Ameriprise Financial Services.
Respondent Lawyers(s): Howard William Klausmeier, Howard Klausmeier
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
| | $10,425 |
| 07-03464 | 11/25/2008 | Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Jack Chublakian, Cantella & Co..
Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook
Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King
Hearing Site: Boca Raton, FL
| | $148,105 |
