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FINRA Awards for Milton Thurm

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0119206/05/2015Claimant(s): Andrew Schmoyer, Daniel David, Darrin Boorse, Dawn Southern, Janine Paillard, Jerry Southern, John David, Olivia Flemming, Zou Soueidan
Claimant Lawyers(s): Michael Hill
Respondent(s): E*Trade Securities LLC, E*trade Clearing LLC
Respondent Lawyers(s): Burton Wiand
Arbitrator(s): Ellen J. Abrams, Robert G. Geeseman, Milton Thurm
Hearing Site: Boca Raton, FL
Checkmark Icon$0
12-0371407/14/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Olin
Respondent(s): Michael Petramalo
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Edward R. Niederriter, Andrew R. Present, Milton Thurm
Hearing Site: Boca Raton, FL
10-0321212/27/2011Claimant(s): Lawrence O'Brien, Lawrence J. O'Brien Revocable Trust U/T/
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Linda M. Granata, Gary King, Milton Thurm
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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