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FINRA Awards for Brian Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0149505/03/2016Claimant(s): Brian Miller
Claimant Lawyers(s): Jay J. Freireich
Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0149804/15/2015Claimant(s): E.J. Sterling
Claimant Lawyers(s): Timothy Feil
Respondent(s): Brian Miller
Respondent Lawyers(s): Brian Lee Miller
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
10-0093506/19/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Brian Miller
Respondent Lawyers(s): Arthur D. Koski
Arbitrator(s): Myron S. Dunay, Gary King, Judith Ann Ripps
Hearing Site: Boca Raton, FL

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