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FINRA Awards for David Briegs

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0149505/03/2016Claimant(s): Brian Miller
Claimant Lawyers(s): Jay J. Freireich
Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman
Hearing Site: Newark, NJ
Checkmark IconExpungement

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