Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02238 | 06/08/2012 | Claimant(s): Raymer F. Maguire Trust Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Diana A. Weiner, Raymond E. Cornelius Hearing Site: Orlando, FL |  | Expungement |
| 10-00862 | 05/25/2012 | Claimant(s): Nicholas D'Angelo and Josephine D'Angelo Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | Stipulated Award |
| 10-05215 | 03/05/2012 | Claimant(s): Frances Hannan, Frances A. Hanna Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wells Fargo Advisors, Patrick Zych Respondent Lawyers(s): Travis R Chapin Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | $62,515 |
| 09-05808 | 09/01/2010 | Claimant(s): Saralyn White Claimant Lawyers(s): Joel J. Ewusiak Respondent(s): Tina Hicks, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | $0 |
| 08-00667 | 01/16/2009 | Claimant(s): Palmetto Companies. Claimant Lawyers(s): Richard A. Harrison Respondent(s): John Howard, Morgan Keegan & Company. Respondent Lawyers(s): Stephen A. Rowe Arbitrator(s): Fred A. Forbes, Diana A. Weiner, Eric E. Ludin Hearing Site: Tampa, FL | | $1,134,600 |
| 03-05275 | 12/19/2008 | Claimant(s): Joseph Webber Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | $12,344 |