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FINRA Awards for Alison Hardage

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0235710/17/2019Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
10-0308411/11/2011Claimant(s): Carolyn Smith, John Smith, Sr. (Annuity), Carolyn K. Smith IRA, John Edward Smith, Sr. IRA
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Alison Hardage, Muriel Desloovere, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
Checkmark Icon$55,861
08-0413904/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Tracy Clifford
Respondent Lawyers(s): Tracy L. Clifford
Arbitrator(s): Alison Hardage
Hearing Site: Tampa, FL

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