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FINRA Awards for Tracy L. Clifford

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0413904/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Tracy Clifford
Respondent Lawyers(s): Tracy L. Clifford
Arbitrator(s): Alison Hardage
Hearing Site: Tampa, FL

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