24-00214 | 09/10/2024 | Claimant(s): Olawale Kajopaiye Claimant Lawyers(s): Olawale Kajopaiye Respondent(s): PFM Fund Distributors. Respondent Lawyers(s): Briana Al Taqatqa Arbitrator(s): Minnie Loo, Daniel J. Lind, William W. Haskell Hearing Site: San Francisco, CA
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23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI
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21-00090 | 06/29/2023 | Claimant(s): Ralph Gatto Roth IRA, Ralph and Vicki Gatto Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): Minnie Loo, Daniel M. Yamshon, Lawrence R. Mills Hearing Site: San Francisco, CA
| | Expungement |
21-00945 | 09/02/2022 | Claimant(s): Cestmir Herstus, Mary McGinley, C Herstus & M C McGuinley 1999 Rev Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wealthforge Securities Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Minnie Loo, Norman S. Nayfach, Sarah-Jane Allen Hearing Site: Honolulu, HI
| | $479,699 |
21-02461 | 07/27/2022 | Claimant(s): Patrick Lam Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Minnie Loo Hearing Site: San Francisco, CA
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16-02461 | 04/08/2019 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Jon Gegenheimer Respondent Lawyers(s): Daniel Green Arbitrator(s): Minnie Loo, Lawrence R. Mills, A. James Oakes Hearing Site: San Francisco, CA
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17-01023 | 06/13/2018 | Claimant(s): Leslie Baronian, The Birgitta Baronian Decedent's Trust Claimant Lawyers(s): Cary S. Lapidus, Nancy C. Field Respondent(s): Dustin Brown, RBC Capital Markets LLC Respondent Lawyers(s): Abe Lampart, Michael M. Gless Arbitrator(s): Carlos Richard Mangum, Minnie Loo, Kenneth Paul Strongman Hearing Site: San Francisco, CA
| | Expungement |