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FINRA Awards for Ralph and Vicki Gatto Living Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0009006/29/2023Claimant(s): Ralph Gatto Roth IRA, Ralph and Vicki Gatto Living Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kristine R. Thomson
Arbitrator(s): Minnie Loo, Daniel M. Yamshon, Lawrence R. Mills
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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