Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01237 | 11/06/2024 | Claimant(s): Daniel Ray Claimant Lawyers(s): Daniel Patrick Ray Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster Hearing Site: Detroit, MI | ||
| 21-00090 | 06/29/2023 | Claimant(s): Ralph Gatto Roth IRA, Ralph and Vicki Gatto Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): Minnie Loo, Daniel M. Yamshon, Lawrence R. Mills Hearing Site: San Francisco, CA |  | Expungement |